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(US)-Compliance Coordinator Senior

Location: Houston, Texas 77019
Posted:Fri, November 11, 2016
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Experis IT, a Manpower Company, is seeking a Financial Expert who has experience with FINRA, General securities, and is proficient with Microsoft Office tools for our Fortune 500 client located in Houston, TX.

You can see it; more challenging work, a more interesting work environment, the opportunity to use your finely honed skills to make a real difference and to collect pay that reflects your talent and expertise. If this is what you see for yourself, you need to talk to Experis.

Through our reach and resources, Experis brings you career options you couldn't find on your own. We're experts at placing each of our candidates into their "dream job" - one perfectly matched to skills, ambition and lifestyle. We've got the right opportunity; tell us why you're the right person. Apply today!


Analysis of potential changes to compliance tools. Monitoring and scripting the activity of advisers.
This person will be a Generalist - assisting in rewriting policies and procedures. They will research new policy information and help implement changes for clients.


Candidates for this position should have 2 - 3 years of experience in the brokerage/securities industry, FINRA licensed--Series 6 and 7, along with knowledge of the securities industry, compliance regulations and industry terminology. Candidate will be required to interpret recently enacted Department of Labor regulations and ask pertinent questions relevant to DOL. Candidate should be familiar with Microsoft Word, Excel, Outlook, SharePoint and various other applications. Proficient verbal and written communication skills are a must, along with the ability to perform at a high level in a fast paced work environment in a highly regulated industry.

Work Requirements: Must be eligible to work in the US
Compensation: DOE medical and dental benefits available

Experis is an Equal Opportunity Employer (EOE/AA)

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